Gupta Navdeep's Form 4 filing
Dick's Sporting Goods, Inc. (DKS) · filed Dec 30, 2021
- Accession no.
- 0001089063-21-000125
- Filed
- Dec 30, 2021
- Trade date
- Dec 29, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $2.03M. It was filed 1 day after the trade.
This filing was later replaced by the amendment 0001089063-22-000009 (Feb 16, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gupta NavdeepCIK 0001772409 | Officer (EVP, Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 29, 2021 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +12,243 | $28.90 | +$353,822.7 | 101,851 | Direct | |
| Dec 29, 2021 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +7,878 | $33.81 | +$266,355.18 | 109,729 | Direct | |
| Dec 29, 2021 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +7,102 | $38.27 | +$271,793.54 | 116,831 | Direct | |
| Dec 29, 2021 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +16,210 | $16.81 | +$272,490.1 | 133,041 | Direct | |
| Dec 29, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −18,947 | $107.15F2 | −$2,030,171.05 | 114,094 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 29, 2021 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −12,243 | $0.00 | $0 | 0 | Direct | |
| Dec 29, 2021 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −7,878 | $0.00 | $0 | 2,627 | Direct | |
| Dec 29, 2021 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −7,102 | $0.00 | $0 | 7,103 | Direct | |
| Dec 29, 2021 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −16,210 | $0.00 | $0 | 48,631 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average price of multiple transactions ranging from $107.08 to $107.60. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or any security holder of the Company.
Referenced by the price of 1 transaction in Table I.