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Diachenko Sergii's Form 4 filing

Borealis Foods Inc. (BRLS) · filed Apr 9, 2026

Accession no.
0001085146-26-000336
Filed
Apr 9, 2026, 5:11 PM ET
Trade date
Mar 5-23, 2026
Filing delay
35 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 5 derivative transactions. It was filed 35 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Diachenko SergiiCIK 000212745110% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 5, 2026Common StockPPurchaseAcquired+400$0.0579+$23.163,017,535Direct
Mar 18, 2026Common StockPPurchaseAcquired+4,025$0.058+$233.453,021,560Direct
Mar 20, 2026Common StockPPurchaseAcquired+45,875$0.058+$2,660.753,067,435Direct
Mar 20, 2026Common StockPPurchaseAcquired+4,075$0.058+$236.353,071,510Direct
Mar 23, 2026Common StockPPurchaseAcquired+961$0.058+$55.743,072,471Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

The Reporting Person is a significant holder of the Issuer's warrants. This filing is being made to reflect the Reporting Person's status as a beneficial owner of more than 10% of the outstanding class of warrants. The Reporting Person intends to closely monitor the Issuer's restructuring process and evaluate all options regarding his investment.

Read the full filing on SEC EDGAR (opens in a new tab)