Principal Life Insurance Co's Form 4 filing
Carlyle Tactical Private Credit Fund · filed Sep 18, 2024
- Accession no.
- 0001085146-24-004583
- Filed
- Sep 18, 2024
- Trade date
- Sep 16, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market purchases total $10.0M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Principal Life Insurance CoCIK 0000009712 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2024 | Mandatory Redeemable Preferred Shares, Series H | PPurchaseAcquired | +400,000 | $25.00 | +$10,000,000 | 400,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
This Form is filed by Principal Life Insurance Company (PLIC), with respect to the shares held directly by it, and by Principal Global Investors (PGI), with respect to the shares held indirectly by it. Each of PLIC and PGI expressly disclaims any beneficial ownership of the shares, except to the extent of its pecuniary interest therein, pursuant to Section 16.