Clem John Roland's Form 4 filing
Stamps.com Inc (STMP) · filed Sep 28, 2021
- Accession no.
- 0001082923-21-000140
- Filed
- Sep 28, 2021
- Trade date
- Sep 24-28, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 4 derivative transactions. Open-market sales total $7.78M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Clem John RolandCIK 0001370143 | Officer (Chief Product & Strategy Offic) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 24, 2021 | Common Stock | MOption exerciseAcquired | +4,279 | $35.04 | +$149,936.16 | 5,163 | Direct | |
| Sep 24, 2021 | Common Stock | SSaleDisposed | −4,279 | $329.44F2 | −$1,409,673.76 | 884 | Direct | |
| Sep 27, 2021 | Common Stock | MOption exerciseAcquired | +16,561 | $35.04 | +$580,297.44 | 17,445 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −16,561 | $329.48F3 | −$5,456,518.28 | 884 | Direct | |
| Sep 28, 2021 | Common Stock | MOption exerciseAcquired | +836 | $35.04 | +$29,293.44 | 1,720 | Direct | |
| Sep 28, 2021 | Common Stock | MOption exerciseAcquired | +1,947 | $112.00 | +$218,064 | 3,667 | Direct | |
| Sep 28, 2021 | Common Stock | SSaleDisposed | −2,783 | $329.49F4 | −$916,970.67 | 884 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 24, 2021 | Common Stock | MOption exerciseDisposed | −4,279 | $0.00 | $0 | 54,713 | Direct | |
| Sep 27, 2021 | Common Stock | MOption exerciseDisposed | −16,561 | $0.00 | $0 | 38,152 | Direct | |
| Sep 28, 2021 | Common Stock | MOption exerciseDisposed | −836 | $0.00 | $0 | 37,316 | Direct | |
| Sep 28, 2021 | Common Stock | MOption exerciseDisposed | −1,947 | $0.00 | $0 | 35,369 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This sales price reflects a weighted average of multiple prices ranging from $329.42 to $329.49. Full information regarding the number of shares sold at each price will be provided to the Securities and Exchange Commission staff, the issuer or any security holder, upon request.
Referenced by the price of 1 transaction in Table I.
- F3
This sales price reflects a weighted average of multiple prices ranging from $329.42 to $329.56. Full information regarding the number of shares sold at each price will be provided to the Securities and Exchange Commission staff, the issuer or any security holder, upon request.
Referenced by the price of 1 transaction in Table I.
- F4
This sales price reflects a weighted average of multiple prices ranging from $329.43 to $329.60. Full information regarding the number of shares sold at each price will be provided to the Securities and Exchange Commission staff, the issuer or any security holder, upon request.
Referenced by the price of 1 transaction in Table I.