Hoag Jay C's Form 4 filing
Netflix Inc (NFLX) · filed Aug 12, 2021
- Accession no.
- 0001082906-21-000025
- Filed
- Aug 12, 2021
- Trade date
- Aug 11, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 13 non-derivative transactions and 3 derivative transactions. Open-market sales total $4.60M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hoag Jay CCIK 0001082906 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2021 | Common Stock | MOption exerciseAcquired | +1,498 | $33.32 | +$49,913.36 | 1,498 | Direct | |
| Aug 11, 2021 | Common Stock | MOption exerciseAcquired | +3,094 | $16.18 | +$50,060.92 | 4,592 | Direct | |
| Aug 11, 2021 | Common Stock | MOption exerciseAcquired | +4,368 | $11.44 | +$49,969.92 | 8,960 | Direct | |
| Aug 11, 2021 | Common Stock | SSaleDisposed | −100 | $509.86F2 | −$50,986 | 8,860 | Direct | |
| Aug 11, 2021 | Common Stock | SSaleDisposed | −400 | $510.76F3 | −$204,304 | 8,460 | Direct | |
| Aug 11, 2021 | Common Stock | SSaleDisposed | −1,900 | $511.61F4 | −$972,059 | 6,560 | Direct | |
| Aug 11, 2021 | Common Stock | SSaleDisposed | −2,736 | $512.36F5 | −$1,401,816.96 | 3,824 | Direct | |
| Aug 11, 2021 | Common Stock | SSaleDisposed | −200 | $513.40F6 | −$102,680 | 3,624 | Direct | |
| Aug 11, 2021 | Common Stock | SSaleDisposed | −1,300 | $514.60F7 | −$668,980 | 2,324 | Direct | |
| Aug 11, 2021 | Common Stock | SSaleDisposed | −1,300 | $515.31F8 | −$669,903 | 1,024 | Direct | |
| Aug 11, 2021 | Common Stock | SSaleDisposed | −524 | $516.37F9 | −$270,577.88 | 500 | Direct | |
| Aug 11, 2021 | Common Stock | SSaleDisposed | −400 | $517.34F10 | −$206,936 | 100 | Direct | |
| Aug 11, 2021 | Common Stock | SSaleDisposed | −100 | $519.14 | −$51,914 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2021 | Common Stock | MOption exerciseDisposed | −1,498 | $0.00 | $0 | 0 | Direct | |
| Aug 11, 2021 | Common Stock | MOption exerciseDisposed | −3,094 | $0.00 | $0 | 0 | Direct | |
| Aug 11, 2021 | Common Stock | MOption exerciseDisposed | −4,368 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This number represents a weighted average purchase price per share. The shares were sold at prices ranging from $509.85 to $509.87 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
This number represents a weighted average purchase price per share. The shares were sold at prices ranging from $510.53 to $510.85 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
This number represents a weighted average purchase price per share. The shares were sold at prices ranging from $511.11 to $511.99 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
This number represents a weighted average purchase price per share. The shares were sold at prices ranging from $512.03 to $512.98 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
This number represents a weighted average purchase price per share. The shares were sold at prices ranging from $513.26 to $513.53 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
This number represents a weighted average purchase price per share. The shares were sold at prices ranging from $514.06 to $514.9525 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
This number represents a weighted average purchase price per share. The shares were sold at prices ranging from $515.06 to $515.97 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
This number represents a weighted average purchase price per share. The shares were sold at prices ranging from $516.2050 to $516.73 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
This number represents a weighted average purchase price per share. The shares were sold at prices ranging from $517.00 to $517.67 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.