Siecke Donald E.'s Form 4/A amendment
AmendedLifeloc Technologies, Inc (LCTC) · filed Apr 18, 2025
- Accession no.
- 0001079973-25-000663
- Filed
- Apr 18, 2025
- Trade date
- Feb 28, 2025
- Filing delay
- 49 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Mar 4, 2025
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market purchases total $60.8K. It was filed 49 days after the trade.
This amendment replaces 0001079973-25-000346 (filed Mar 4, 2025).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Siecke Donald E.CIK 0001664454 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2025 | Common Stock | MOption exerciseAcquired | +1,000 | $3.80 | +$3,800 | 1,000 | Direct | |
| Feb 28, 2025 | Common Stock | PPurchaseAcquired | +16,000 | $3.80 | +$60,800 | 554,352 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2025 | Common Stock | MOption exerciseDisposed | −1,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Includes 474,537 shares of Common Stock beneficially held by EDCO Partners LLLP on behalf of reporting person, and 79,815 shares of Common Stock held by EDCO Partners LLLP on behalf of Fruhling Family, LLC, of which the reporting person is managing partner. The reporting person does not exercise voting or investment control over EDCO Partners LLLP.
- F2
The stock options were granted on 3/1/2020 under the issuer's 2013 Stock Option Plan and were fully vested at the time of grant.
Remarks
This Form 4 is being amended solely to correct the number of securities beneficially owned following the transaction, which was inadvertently misstated in the original filing, to report an additional acquisition of 16,000 shares of Common Stock that was inadvertently omitted from the original filing, and to amend the accompanying notes.