O'Dowd William IV's Form 4/A amendment
AmendedDolphin Entertainment, Inc. (DLPN) · filed Apr 3, 2025
- Accession no.
- 0001079973-25-000593
- Filed
- Apr 3, 2025
- Trade date
- Apr 1, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Apr 1, 2025
This filing lists 1 non-derivative transaction. Open-market purchases total $4.97K. It was filed 2 days after the trade.
This amendment replaces 0001079973-25-000572 (filed Apr 1, 2025).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| O'Dowd William IVCIK 0001520776 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2025 | Common Stock | PPurchaseAcquired | +4,920 | $1.01F1 | +$4,969.2 | 152,413 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.98 to $1.04, inclusive. The reporting person undertakes to provide to Dolphin Entertainment, Inc., any security holder of Dolphin Entertainment, Inc or the staff of the Securities and Exchange Commission, upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote (1) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
Dolphin Entertainment, LLC is an entity wholly owned by William O'Dowd IV.
- F3
Dolphin Digital Media Holdings LLC is an entity wholly owned by William O'Dowd IV.
Remarks
On April 1, 2025, the reporting person filed a Form 4 which inadvertently failed to report that the reported sale occurred pursuant to his Rule 10b5-1 trading plan. In fact, as reported in this amendment, the reported purchase of 4,920 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 26, 2024.