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Peterson David Theodore JR's Form 4 filing

Ascent Solar Technologies, Inc. (ASTI) · filed Jul 2, 2024

Accession no.
0001079973-24-001017
Filed
Jul 2, 2024, 6:30 PM ET
Trade date
Jul 2, 2024
Filing delay
Same day
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market purchases total $6.18K. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Peterson David Theodore JRCIK 0001835487Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 2, 2024Common StockPPurchaseAcquired+66,000$0.0936F1+$6,177.6108,152Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0935 to $0.0936, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, for information regarding the number shares at each separate price within the range set forth in this footnote 1.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)