Warley Paul P.'s Form 4 filing
Ascent Solar Technologies, Inc. (ASTI) · filed Jun 12, 2024
- Accession no.
- 0001079973-24-000865
- Filed
- Jun 12, 2024, 5:53 PM ET
- Trade date
- Apr 12, 2024
- Filing delay
- 61 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market purchases total $1.86K. It was filed 61 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Warley Paul P.CIK 0001957757 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 12, 2024 | Common Stock | PPurchaseAcquired | +15,000 | $0.1241F1 | +$1,861.5 | 246,538 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.1239 to $0.1247, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.
Referenced by the price of 1 transaction in Table I.