BD1 Investment Holding, LLC's Form 4 filing
Ascent Solar Technologies, Inc. (ASTI) · filed Apr 7, 2023
- Accession no.
- 0001079973-23-000453
- Filed
- Apr 7, 2023, 3:49 PM ET
- Trade date
- Apr 6, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| BD1 Investment Holding, LLCCIK 0001837216 | 10% Owner |
| Kuhn JohannesCIK 0001837227 | 10% Owner |
| Kuhn UteCIK 0001847825 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 6, 2023 | Common Stock | SSaleDisposed | −4,500,000 | $0.00F1 | $0 | 7,933,334 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The 4,500,000 shares of Common Stock are being transferred by the Reporting Person for consideration other than cash at a deemed purchase price (as between the transaction parties) of $2,272,500. The Reporting Person received consideration other than cash in the form of 2,697,458 shares of Arion Agrophotovoltaic Private Limited, a Company incorporated in Singapore.
Referenced by the price of 1 transaction in Table I.