Smith Clarence Edward's Form 4 filing
ProtoKinetix, Inc. (PKTX) · filed Dec 9, 2022
- Accession no.
- 0001079973-22-001530
- Filed
- Dec 9, 2022, 5:15 PM ET
- Trade date
- Dec 7-8, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 5 derivative transactions. Open-market purchases total $63.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Clarence EdwardCIK 0001516077 | Director, Officer (President & CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2022 | Common Stock | PPurchaseAcquired | +2,520,000 | $0.025 | +$63,000 | 40,114,443 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2022 | Common Stock | JOtherDisposed | −4,750,000 | $0.00 | $0 | 0 | Direct | |
| Dec 7, 2022 | Common Stock | JOtherDisposed | −25,000,000 | $0.00 | $0 | 0 | Direct | |
| Dec 7, 2022 | Common Stock | JOtherDisposed | −2,600,000 | $0.00 | $0 | 0 | Direct | |
| Dec 7, 2022 | Common Stock | AGrant or awardAcquired | +27,600,000 | $0.00 | $0 | 27,600,000 | Direct | |
| Dec 7, 2022 | Common Stock | AGrant or awardAcquired | +4,750,000 | $0.00 | $0 | 4,750,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.