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Smith Clarence Edward's Form 4 filing

ProtoKinetix, Inc. (PKTX) · filed Oct 11, 2022

Accession no.
0001079973-22-001315
Filed
Oct 11, 2022, 5:21 PM ET
Trade date
Sep 29, 2022
Filing delay
12 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market purchases total $100.0K. It was filed 12 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Smith Clarence EdwardCIK 0001516077Director, Officer (President & CEO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 29, 2022Common StockPPurchaseAcquired+3,333,333$0.03+$99,999.9937,594,443Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)