D'Ambrosio Lance Varro's Form 4 filing
Riot Platforms, Inc. (RIOT) · filed Dec 15, 2021
- Accession no.
- 0001079973-21-001247
- Filed
- Dec 15, 2021
- Trade date
- Dec 13, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $124.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| D'Ambrosio Lance VarroCIK 0001611745 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2021 | Common Stock | SSaleDisposed | −5,000 | $24.98F1 | −$124,900 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is an average price of the shares of the Common Stock, no par value per share, (the "Shares") of Riot Blockchain, Inc. (the "Issuer") sold by the Reporting Person in multiple transactions on the indicated date at prices ranging from $24.95 per Share, to $25.03 per Share, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the United States Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote (1) to this Report.
Referenced by the price of 1 transaction in Table I.