Guzzetta Michael Richard's Form 4 filing
ProtoKinetix, Inc. (PKTX) · filed Sep 2, 2021
- Accession no.
- 0001079973-21-000883
- Filed
- Sep 2, 2021, 6:35 PM ET
- Trade date
- Aug 19-Sep 1, 2021
- Filing delay
- 14 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $650. It was filed 14 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Guzzetta Michael RichardCIK 0001612614 | Officer (CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 19, 2021 | Common Stock | PPurchaseAcquired | +2,500 | $0.11 | +$275 | 703,869 | Direct | |
| Aug 26, 2021 | Common Stock | PPurchaseAcquired | +1,000 | $0.15 | +$150 | 704,869 | Direct | |
| Sep 1, 2021 | Common Stock | PPurchaseAcquired | +1,500 | $0.15 | +$225 | 706,369 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.