Stallings Robert W's Form 4/A amendment
AmendedTexas Capital Bancshares Inc (TCBI) · filed Apr 27, 2023
- Accession no.
- 0001077428-23-000106
- Filed
- Apr 27, 2023
- Trade date
- Apr 24, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Apr 25, 2023
This filing lists 1 non-derivative transaction. It carries over 3 transactions from the original filing that it did not restate. Open-market purchases total $1.15M. It was filed 3 days after the trade.
This amendment restates part of 0001077428-23-000104 (filed Apr 25, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stallings Robert WCIK 0000900764 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 24, 2023 | Common Stock | PPurchaseAcquired | +15,000 | $51.44F2 | +$771,600 | 197,000 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001077428-23-000104 (filed Apr 25, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 21, 2023 | Common Stock | PPurchaseAcquired | +5,000 | $52.15F1 | +$260,750 | 187,000 | Direct | |
| Apr 21, 2023 | Depositary Shares for Series B Preferred Stock | PPurchaseAcquired | +2,000 | $19.61F2 | +$39,220 | 52,000 | Indirect | |
| Apr 24, 2023 | Depositary Shares for Series B Preferred Stock | PPurchaseAcquired | +4,000 | $20.28F5 | +$81,120 | 56,000 | Indirect |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
The stated price represents the average based on prices ranging from $51.90 to $52.50. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
Referenced by the price of 1 transaction in Table I.
- F2
The stated price represents the average based on prices ranging from $19.56 to $19.66. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
Referenced by the price of 1 transaction in Table I.
- F5
The stated price represents the average based on prices ranging from $20.10 to $20.49. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects a correction to the timely-reported purchase on April 21, 2023 to properly reflect the number of total shares purchased on such date, which was overstated by 1,000 shares.
- F2
The stated price represents the average based on prices ranging from $51.15 to $52.50. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
Referenced by the price of 1 transaction in Table I.