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Stallings Robert W's Form 4 filing

Texas Capital Bancshares Inc (TCBI) · filed Mar 3, 2023

Accession no.
0001077428-23-000051
Filed
Mar 3, 2023
Trade date
Mar 1-2, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market purchases total $433.4K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Stallings Robert WCIK 0000900764Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 1, 2023Common StockPPurchaseAcquired+4,500$65.34F1+$294,030181,500Direct
Mar 1, 2023Depositary Shares for Series B Preferred StockPPurchaseAcquired+5,000$21.44F3+$107,20050,000Indirect
Mar 2, 2023Common StockPPurchaseAcquired+500$64.35+$32,175182,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The stated price represents the average based on prices ranging from $65.00 to $65.38. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

Referenced by the price of 1 transaction in Table I.

F3

The stated price represents the average based on prices ranging from $21.40 to $21.50. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)