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Stallings Robert W's Form 4 filing

Texas Capital Bancshares Inc (TCBI) · filed Nov 7, 2022

Accession no.
0001077428-22-000151
Filed
Nov 7, 2022
Trade date
Nov 3-4, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $11.2K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Stallings Robert WCIK 0000900764Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 3, 2022Depositary Shares for Series B Preferred StockPPurchaseAcquired+126$19.90+$2,507.48,566Indirect
Nov 4, 2022Depositary Shares for Series B Preferred StockPPurchaseAcquired+434$20.00F3+$8,6809,000Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The stated price represents the average based on prices ranging from $19.85 to $20.10. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)