Eberle Robert A's Form 4/A amendment
AmendedBottomline Technologies Inc (EPAY) · filed Aug 17, 2021
- Accession no.
- 0001073349-21-000103
- Filed
- Aug 17, 2021
- Trade date
- Jul 30-Aug 2, 2021
- Filing delay
- 18 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Aug 4, 2021
This filing lists 2 non-derivative transactions. Open-market sales total $84.9K. It was filed 18 days after the trade.
This amendment replaces 0001073349-21-000087 (filed Aug 4, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Eberle Robert ACIK 0001225454 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 30, 2021 | Common Stock | DReturned to the companyDisposed | −1,132 | $0.00 | $0 | 500,502 | Direct | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −2,153 | $39.44 | −$84,914.32 | 498,349 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amendment is being filed to (i) report the forfeiture of performance-based restricted stock on July 30, 2021 that was omitted from the reporting person's Form 4 filed on August 4, 2021 (the "Original Form 4") and (ii) correct the number of shares of common stock beneficially owned by the reporting person following the sale of shares from 488,349 shares, the amount previously reported on the Original Form 4, to 498,349 shares. The 10,000 shares that were inadvertently omitted in the Table I, Column 5 share total disclosed in the Original Form 4 were also inadvertently omitted in the Table 1, Column 5 share total disclosed in the Form 4 filed by the reporting person on August 9, 2021.
- F2
Represents the forfeiture of performance-based restricted stock granted to the reporting person on July 26, 2019 that were eligible to vest based on certain financial performance objectives.
- F3
Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service.
- F4
Represents shares held by Grantor Retained Annuity Trust and by Eberle Family Irrevocable Trust.