Mulacek Phil E's Form 4/A amendment
AmendedEmpire Petroleum Corp (EP) · filed Aug 31, 2022
- Accession no.
- 0001072613-22-000537
- Filed
- Aug 31, 2022
- Trade date
- Jun 29-30, 2022
- Filing delay
- 63 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jul 1, 2022
This filing lists 7 non-derivative transactions and 5 derivative transactions. Open-market purchases total $714.2K. It was filed 63 days after the trade.
This amendment replaces 0001072613-22-000472 (filed Jul 1, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mulacek Phil ECIK 0001670677 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 29, 2022 | Common Stock | PPurchaseAcquired | +17,055 | $10.56 | +$180,100.8 | 2,178,076 | Direct | |
| Jun 29, 2022 | Common Stock | PPurchaseAcquired | +1,853 | $10.71 | +$19,845.63 | 2,179,929 | Direct | |
| Jun 30, 2022 | Common Stock | PPurchaseAcquired | +42,209 | $11.61 | +$490,046.49 | 2,222,138 | Direct | |
| Jun 30, 2022 | Common Stock | PPurchaseAcquired | +345 | $10.90 | +$3,760.5 | 2,222,483 | Direct | |
| Jun 30, 2022 | Common Stock | PPurchaseAcquired | +6 | $10.80 | +$64.8 | 2,222,489 | Direct | |
| Jun 30, 2022 | Common Stock | PPurchaseAcquired | +1,910 | $10.67 | +$20,379.7 | 2,224,399 | Direct | |
| Jun 30, 2022 | Common Stock | XIn-the-money exerciseAcquired | +15,000 | $2.00 | +$30,000 | 343,750 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2022 | Common Stock | JOtherDisposed | −74,500 | $2.64 | −$196,680 | 25,000 | Indirect | |
| Jun 30, 2022 | Common Stock | JOtherDisposed | −15,000 | $4.00 | −$60,000 | 10,000 | Indirect | |
| Jun 30, 2022 | Common Stock | JOtherDisposed | −10,000 | $3.00 | −$30,000 | 0 | Indirect | |
| Jun 30, 2022 | Common Stock | JOtherDisposed | −7,500 | $2.64 | −$19,800 | 0 | Indirect | |
| Jun 30, 2022 | Common Stock | XIn-the-money exerciseDisposed | −15,000 | $0.00 | $0 | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.