Protell Charles's Form 4 filing
New Royal Holdco I Inc. (GDEN) · filed Dec 20, 2023
- Accession no.
- 0001071255-23-000105
- Filed
- Dec 20, 2023
- Trade date
- Dec 18-20, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 9 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.47M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Protell CharlesCIK 0001690495 | Officer (President and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 18, 2023 | Common Stock | MOption exerciseAcquired | +22,500 | $10.57 | +$237,825 | 666,343 | Direct | |
| Dec 18, 2023 | Common Stock | FTax withholdingDisposed | −12,396 | $40.72 | −$504,765.12 | 653,947 | Direct | |
| Dec 18, 2023 | Common Stock | SSaleDisposed | −10,104 | $41.00F2 | −$414,264 | 643,843 | Direct | |
| Dec 19, 2023 | Common Stock | MOption exerciseAcquired | +27,500 | $10.57 | +$290,675 | 671,343 | Direct | |
| Dec 19, 2023 | Common Stock | FTax withholdingDisposed | −15,185 | $40.24 | −$611,044.4 | 656,158 | Direct | |
| Dec 19, 2023 | Common Stock | SSaleDisposed | −12,285 | $40.09F3 | −$492,505.65 | 643,873 | Direct | |
| Dec 20, 2023 | Common Stock | MOption exerciseAcquired | +30,000 | $10.57 | +$317,100 | 673,873 | Direct | |
| Dec 20, 2023 | Common Stock | FTax withholdingDisposed | −16,405 | $41.60 | −$682,448 | 657,468 | Direct | |
| Dec 20, 2023 | Common Stock | SSaleDisposed | −13,557 | $41.42F4 | −$561,530.94 | 643,911 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 18, 2023 | Common Stock | MOption exerciseDisposed | −22,500 | $0.00 | $0 | 227,500 | Direct | |
| Dec 19, 2023 | Common Stock | MOption exerciseDisposed | −27,500 | $0.00 | $0 | 200,000 | Direct | |
| Dec 20, 2023 | Common Stock | MOption exerciseDisposed | −30,000 | $0.00 | $0 | 170,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is the exact price. All shares were sold at an exact price of $41.00. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for in this footnote (2) to Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.03 to $40.35. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for in this footnote (3) to Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.29 to $41.66. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for in this footnote (4) to Form 4.
Referenced by the price of 1 transaction in Table I.