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Smith Patrick W's Form 4 filing

Axon Enterprise, Inc. (AXON) · filed Apr 23, 2025

Accession no.
0001069183-25-000063
Filed
Apr 23, 2025
Trade date
Apr 21, 2025
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 19 non-derivative transactions. Open-market sales total $5.41M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Smith Patrick WCIK 0001167028Director, Officer (CHIEF EXECUTIVE OFFICER)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 21, 2025Common StockSSaleDisposed−875$532.19F2−$465,666.253,073,107Direct
Apr 21, 2025Common StockSSaleDisposed−877$533.22F3−$467,633.943,072,230Direct
Apr 21, 2025Common StockSSaleDisposed−1,289$534.08F4−$688,429.123,070,941Direct
Apr 21, 2025Common StockSSaleDisposed−532$534.87F5−$284,550.843,070,409Direct
Apr 21, 2025Common StockSSaleDisposed−62$536.96F6−$33,291.523,070,347Direct
Apr 21, 2025Common StockSSaleDisposed−870$537.91F7−$467,981.73,069,477Direct
Apr 21, 2025Common StockSSaleDisposed−851$539.38F8−$459,012.383,068,626Direct
Apr 21, 2025Common StockSSaleDisposed−911$540.39F9−$492,295.293,067,715Direct
Apr 21, 2025Common StockSSaleDisposed−122$541.34F10−$66,043.483,067,593Direct
Apr 21, 2025Common StockSSaleDisposed−240$544.38F11−$130,651.23,067,353Direct
Apr 21, 2025Common StockSSaleDisposed−360$545.49F12−$196,376.43,066,993Direct
Apr 21, 2025Common StockSSaleDisposed−430$546.28F13−$234,900.43,066,563Direct
Apr 21, 2025Common StockSSaleDisposed−374$548.04F14−$204,966.963,066,189Direct
Apr 21, 2025Common StockSSaleDisposed−275$548.53F15−$150,845.753,065,914Direct
Apr 21, 2025Common StockSSaleDisposed−459$549.94F16−$252,422.463,065,455Direct
Apr 21, 2025Common StockSSaleDisposed−474$551.02F17−$261,183.483,064,981Direct
Apr 21, 2025Common StockSSaleDisposed−339$552.51F18−$187,300.893,064,642Direct
Apr 21, 2025Common StockSSaleDisposed−2$553.66F19−$1,107.323,064,640Direct
Apr 21, 2025Common StockSSaleDisposed−658$555.02F20−$365,203.163,063,982Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The transaction was executed in multiple trades at prices ranging from $531.70 to $532.695. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

The transaction was executed in multiple trades at prices ranging from $532.80 to $533.78. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

The transaction was executed in multiple trades at prices ranging from $533.86 to $534.82. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F5

The transaction was executed in multiple trades at prices ranging from $534.86 to $535.455. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F6

The transaction was executed in multiple trades at prices ranging from $536.385 to $537.08. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F7

The transaction was executed in multiple trades at prices ranging from $537.41 to $538.39. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F8

The transaction was executed in multiple trades at prices ranging from $538.85 to $539.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F9

The transaction was executed in multiple trades at prices ranging from $539.86 to $540.805. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F10

The transaction was executed in multiple trades at prices ranging from $540.91 to $541.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F11

The transaction was executed in multiple trades at prices ranging from $543.89 to $544.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F12

The transaction was executed in multiple trades at prices ranging from $545.00 to $545.93. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F13

The transaction was executed in multiple trades at prices ranging from $546.00 to $546.53. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F14

The transaction was executed in multiple trades at prices ranging from $547.225 to $548.17. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F15

The transaction was executed in multiple trades at prices ranging from $548.38 to $549.235. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F16

The transaction was executed in multiple trades at prices ranging from $549.51 to $550.30. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F17

The transaction was executed in multiple trades at prices ranging from $550.705 to $551.695. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F18

The transaction was executed in multiple trades at prices ranging from $551.895 to $552.75. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F19

The transaction was executed in multiple trades at prices ranging from $553.35 to $553.96. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F20

The transaction was executed in multiple trades at prices ranging from $554.825 to $555.615. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)