Neumann Spencer Adam's Form 4 filing
Netflix Inc (NFLX) · filed Feb 3, 2025
- Accession no.
- 0001065280-25-000062
- Filed
- Feb 3, 2025
- Trade date
- Jan 30, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 21 non-derivative transactions and 4 derivative transactions. Open-market sales total $9.78M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Neumann Spencer AdamCIK 0001543133 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 30, 2025 | Common Stock | MOption exerciseAcquired | +1,631 | $357.32 | +$582,788.92 | 5,322 | Direct | |
| Jan 30, 2025 | Common Stock | MOption exerciseAcquired | +2,838 | $366.96 | +$1,041,432.48 | 8,160 | Direct | |
| Jan 30, 2025 | Common Stock | MOption exerciseAcquired | +2,750 | $378.81 | +$1,041,727.5 | 10,910 | Direct | |
| Jan 30, 2025 | Common Stock | MOption exerciseAcquired | +2,781 | $374.60 | +$1,041,762.6 | 13,691 | Direct | |
| Jan 30, 2025 | Common Stock | SSaleDisposed | −200 | $971.67F2 | −$194,334 | 13,491 | Direct | |
| Jan 30, 2025 | Common Stock | SSaleDisposed | −925 | $973.07F3 | −$900,089.75 | 12,566 | Direct | |
| Jan 30, 2025 | Common Stock | SSaleDisposed | −1,207 | $973.99F4 | −$1,175,605.93 | 11,359 | Direct | |
| Jan 30, 2025 | Common Stock | SSaleDisposed | −1,242 | $975.04F5 | −$1,210,999.68 | 10,117 | Direct | |
| Jan 30, 2025 | Common Stock | SSaleDisposed | −1,500 | $976.35F6 | −$1,464,525 | 8,617 | Direct | |
| Jan 30, 2025 | Common Stock | SSaleDisposed | −1,412 | $977.18F7 | −$1,379,778.16 | 7,205 | Direct | |
| Jan 30, 2025 | Common Stock | SSaleDisposed | −200 | $977.81F8 | −$195,562 | 7,005 | Direct | |
| Jan 30, 2025 | Common Stock | SSaleDisposed | −300 | $979.45F9 | −$293,835 | 6,705 | Direct | |
| Jan 30, 2025 | Common Stock | SSaleDisposed | −914 | $980.31F10 | −$896,003.34 | 5,791 | Direct | |
| Jan 30, 2025 | Common Stock | SSaleDisposed | −300 | $981.52F11 | −$294,456 | 5,491 | Direct | |
| Jan 30, 2025 | Common Stock | SSaleDisposed | −300 | $982.99F12 | −$294,897 | 5,191 | Direct | |
| Jan 30, 2025 | Common Stock | SSaleDisposed | −200 | $983.67F13 | −$196,734 | 4,991 | Direct | |
| Jan 30, 2025 | Common Stock | SSaleDisposed | −100 | $984.95 | −$98,495 | 4,891 | Direct | |
| Jan 30, 2025 | Common Stock | SSaleDisposed | −400 | $988.98F14 | −$395,592 | 4,491 | Direct | |
| Jan 30, 2025 | Common Stock | SSaleDisposed | −300 | $989.83F15 | −$296,949 | 4,191 | Direct | |
| Jan 30, 2025 | Common Stock | SSaleDisposed | −200 | $991.25F16 | −$198,250 | 3,991 | Direct | |
| Jan 30, 2025 | Common Stock | SSaleDisposed | −300 | $993.32F17 | −$297,996 | 3,691 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 30, 2025 | Common Stock | MOption exerciseDisposed | −1,631 | $0.00 | $0 | 1,285 | Direct | |
| Jan 30, 2025 | Common Stock | MOption exerciseDisposed | −2,838 | $0.00 | $0 | 0 | Direct | |
| Jan 30, 2025 | Common Stock | MOption exerciseDisposed | −2,750 | $0.00 | $0 | 0 | Direct | |
| Jan 30, 2025 | Common Stock | MOption exerciseDisposed | −2,781 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $971.33 to $972.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $972.54 to $973.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $973.62 to $974.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $974.66 to $975.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $975.70 to $976.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $976.75 to $977.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $977.78 to $977.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $978.94 to $979.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $979.96 to $980.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $981.29 to $981.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $982.37 to $983.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $983.49 to $983.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F14
This transaction was executed in multiple trades at prices ranging from $988.63 to $989.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F15
This transaction was executed in multiple trades at prices ranging from $989.70 to $990.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F16
This transaction was executed in multiple trades at prices ranging from $990.77 to $991.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F17
This transaction was executed in multiple trades at prices ranging from $993.16 to $993.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.