Hastings Reed's Form 4 filing
Netflix Inc (NFLX) · filed Feb 2, 2024
- Accession no.
- 0001065280-24-000067
- Filed
- Feb 2, 2024
- Trade date
- Feb 1, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 9 non-derivative transactions and 1 derivative transaction. Open-market sales total $11.8M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hastings ReedCIK 0001033331 | Director, Officer (Executive Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2024 | Common Stock | MOption exerciseAcquired | +20,734 | $60.29 | +$1,250,052.86 | 20,734 | Direct | |
| Feb 1, 2024 | Common Stock | SSaleDisposed | −2,603 | $564.51F2 | −$1,469,419.53 | 18,131 | Direct | |
| Feb 1, 2024 | Common Stock | SSaleDisposed | −3,500 | $565.59F3 | −$1,979,565 | 14,631 | Direct | |
| Feb 1, 2024 | Common Stock | SSaleDisposed | −3,845 | $566.59F4 | −$2,178,538.55 | 10,786 | Direct | |
| Feb 1, 2024 | Common Stock | SSaleDisposed | −4,903 | $567.55F5 | −$2,782,697.65 | 5,883 | Direct | |
| Feb 1, 2024 | Common Stock | SSaleDisposed | −3,139 | $568.52F6 | −$1,784,584.28 | 2,744 | Direct | |
| Feb 1, 2024 | Common Stock | SSaleDisposed | −1,620 | $569.57F7 | −$922,703.4 | 1,124 | Direct | |
| Feb 1, 2024 | Common Stock | SSaleDisposed | −319 | $570.34F8 | −$181,938.46 | 805 | Direct | |
| Feb 1, 2024 | Common Stock | SSaleDisposed | −805 | $571.47F9 | −$460,033.35 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2024 | Common Stock | MOption exerciseDisposed | −20,734 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $564.00 to $564.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $565.00 to $565.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $566.01 to $567.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $567.02 to $568.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $568.0566 to $569.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $569.07 to $570.0555. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $570.09 to $570.8942. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $571.15 to $571.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.