Hastings Reed's Form 4 filing
Netflix Inc (NFLX) · filed Jan 3, 2024
- Accession no.
- 0001065280-24-000021
- Filed
- Jan 3, 2024
- Trade date
- Jan 2, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 21 non-derivative transactions and 2 derivative transactions. Open-market sales total $12.2M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hastings ReedCIK 0001033331 | Director, Officer (Executive Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 2, 2024 | Common Stock | MOption exerciseAcquired | +25,998 | $48.07 | +$1,249,723.86 | 25,998 | Direct | |
| Jan 2, 2024 | Common Stock | SSaleDisposed | −648 | $462.76F2 | −$299,868.48 | 25,350 | Direct | |
| Jan 2, 2024 | Common Stock | SSaleDisposed | −1,274 | $463.63F3 | −$590,664.62 | 24,076 | Direct | |
| Jan 2, 2024 | Common Stock | SSaleDisposed | −2,731 | $464.65F4 | −$1,268,959.15 | 21,345 | Direct | |
| Jan 2, 2024 | Common Stock | SSaleDisposed | −1,408 | $465.62F5 | −$655,592.96 | 19,937 | Direct | |
| Jan 2, 2024 | Common Stock | SSaleDisposed | −1,320 | $466.94F6 | −$616,360.8 | 18,617 | Direct | |
| Jan 2, 2024 | Common Stock | SSaleDisposed | −1,572 | $467.99F7 | −$735,680.28 | 17,045 | Direct | |
| Jan 2, 2024 | Common Stock | SSaleDisposed | −1,988 | $468.86F8 | −$932,093.68 | 15,057 | Direct | |
| Jan 2, 2024 | Common Stock | SSaleDisposed | −500 | $470.05F9 | −$235,025 | 14,557 | Direct | |
| Jan 2, 2024 | Common Stock | SSaleDisposed | −2,140 | $470.99F10 | −$1,007,918.6 | 12,417 | Direct | |
| Jan 2, 2024 | Common Stock | SSaleDisposed | −5,332 | $472.04F11 | −$2,516,917.28 | 7,085 | Direct | |
| Jan 2, 2024 | Common Stock | SSaleDisposed | −2,130 | $472.89F12 | −$1,007,255.7 | 4,955 | Direct | |
| Jan 2, 2024 | Common Stock | SSaleDisposed | −1,196 | $473.91F13 | −$566,796.36 | 3,759 | Direct | |
| Jan 2, 2024 | Common Stock | SSaleDisposed | −746 | $474.85F14 | −$354,238.1 | 3,013 | Direct | |
| Jan 2, 2024 | Common Stock | SSaleDisposed | −600 | $476.45F15 | −$285,870 | 2,413 | Direct | |
| Jan 2, 2024 | Common Stock | SSaleDisposed | −249 | $477.15F16 | −$118,810.35 | 2,164 | Direct | |
| Jan 2, 2024 | Common Stock | SSaleDisposed | −528 | $479.07F17 | −$252,948.96 | 1,636 | Direct | |
| Jan 2, 2024 | Common Stock | SSaleDisposed | −800 | $479.95F18 | −$383,960 | 836 | Direct | |
| Jan 2, 2024 | Common Stock | SSaleDisposed | −200 | $480.94F19 | −$96,188 | 636 | Direct | |
| Jan 2, 2024 | Common Stock | SSaleDisposed | −536 | $482.51F20 | −$258,625.36 | 100 | Direct | |
| Jan 2, 2024 | Common Stock | SSaleDisposed | −100 | $484.07 | −$48,407 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 2, 2024 | Common Stock | MOption exerciseDisposed | −25,998 | $0.00 | $0 | 0 | Direct | |
| Jan 2, 2024 | Common Stock | AGrant or awardAcquired | +1,112 | $0.00 | $0 | 1,112 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $462.0904 to $463.0672. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $463.12 to $464.0955. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $464.1775 to $465.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $465.20 to $466.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $466.3838 to $467.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $467.4679 to $468.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $468.50 to $469.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $469.50 to $470.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $470.50 to $471.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $471.54 to $472.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $472.54 to $473.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $473.56 to $474.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F14
This transaction was executed in multiple trades at prices ranging from $474.60 to $475.5878. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F15
This transaction was executed in multiple trades at prices ranging from $475.97 to $476.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F16
This transaction was executed in multiple trades at prices ranging from $477.00 to $477.7260. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F17
This transaction was executed in multiple trades at prices ranging from $478.68 to $479.5728. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F18
This transaction was executed in multiple trades at prices ranging from $479.71 to $480.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F19
This transaction was executed in multiple trades at prices ranging from $480.82 to $481.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F20
This transaction was executed in multiple trades at prices ranging from $482.00 to $482.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.