Barton Richard N's Form 4 filing
Netflix Inc (NFLX) · filed Dec 21, 2023
- Accession no.
- 0001065280-23-000344
- Filed
- Dec 21, 2023
- Trade date
- Dec 20, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $1.24M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barton Richard NCIK 0001184230 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2023 | Common Stock | MOption exerciseAcquired | +46 | $60.77 | +$2,795.42 | 198 | Direct | |
| Dec 20, 2023 | Common Stock | MOption exerciseAcquired | +735 | $68.09 | +$50,046.15 | 933 | Direct | |
| Dec 20, 2023 | Common Stock | MOption exerciseAcquired | +798 | $62.69 | +$50,026.62 | 1,731 | Direct | |
| Dec 20, 2023 | Common Stock | MOption exerciseAcquired | +903 | $55.49 | +$50,107.47 | 2,634 | Direct | |
| Dec 20, 2023 | Common Stock | SSaleDisposed | −2,482 | $500.00 | −$1,241,000 | 152 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2023 | Common Stock | MOption exerciseDisposed | −46 | $0.00 | $0 | 0 | Direct | |
| Dec 20, 2023 | Common Stock | MOption exerciseDisposed | −735 | $0.00 | $0 | 0 | Direct | |
| Dec 20, 2023 | Common Stock | MOption exerciseDisposed | −798 | $0.00 | $0 | 0 | Direct | |
| Dec 20, 2023 | Common Stock | MOption exerciseDisposed | −903 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.