Barton Richard N's Form 4 filing
Netflix Inc (NFLX) · filed Dec 12, 2023
- Accession no.
- 0001065280-23-000336
- Filed
- Dec 12, 2023
- Trade date
- Dec 11, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 13 non-derivative transactions and 12 derivative transactions. Open-market sales total $3.14M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barton Richard NCIK 0001184230 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 11, 2023 | Common Stock | MOption exerciseAcquired | +500 | $60.77 | +$30,385 | 652 | Direct | |
| Dec 11, 2023 | Common Stock | MOption exerciseAcquired | +791 | $63.01 | +$49,840.91 | 1,443 | Direct | |
| Dec 11, 2023 | Common Stock | MOption exerciseAcquired | +728 | $68.61 | +$49,948.08 | 2,171 | Direct | |
| Dec 11, 2023 | Common Stock | MOption exerciseAcquired | +847 | $59.02 | +$49,989.94 | 3,018 | Direct | |
| Dec 11, 2023 | Common Stock | MOption exerciseAcquired | +630 | $79.58 | +$50,135.4 | 3,648 | Direct | |
| Dec 11, 2023 | Common Stock | MOption exerciseAcquired | +560 | $89.00 | +$49,840 | 4,208 | Direct | |
| Dec 11, 2023 | Common Stock | MOption exerciseAcquired | +532 | $93.64 | +$49,816.48 | 4,740 | Direct | |
| Dec 11, 2023 | Common Stock | MOption exerciseAcquired | +447 | $112.56 | +$50,314.32 | 5,187 | Direct | |
| Dec 11, 2023 | Common Stock | MOption exerciseAcquired | +472 | $105.79 | +$49,932.88 | 5,659 | Direct | |
| Dec 11, 2023 | Common Stock | MOption exerciseAcquired | +472 | $105.79 | +$49,932.88 | 6,131 | Direct | |
| Dec 11, 2023 | Common Stock | MOption exerciseAcquired | +465 | $107.64 | +$50,052.6 | 6,596 | Direct | |
| Dec 11, 2023 | Common Stock | MOption exerciseAcquired | +398 | $125.37 | +$49,897.26 | 6,994 | Direct | |
| Dec 11, 2023 | Common Stock | SSaleDisposed | −6,842 | $459.36 | −$3,142,941.12 | 152 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 11, 2023 | Common Stock | MOption exerciseDisposed | −500 | $0.00 | $0 | 46 | Direct | |
| Dec 11, 2023 | Common Stock | MOption exerciseDisposed | −791 | $0.00 | $0 | 0 | Direct | |
| Dec 11, 2023 | Common Stock | MOption exerciseDisposed | −728 | $0.00 | $0 | 0 | Direct | |
| Dec 11, 2023 | Common Stock | MOption exerciseDisposed | −847 | $0.00 | $0 | 0 | Direct | |
| Dec 11, 2023 | Common Stock | MOption exerciseDisposed | −630 | $0.00 | $0 | 0 | Direct | |
| Dec 11, 2023 | Common Stock | MOption exerciseDisposed | −560 | $0.00 | $0 | 0 | Direct | |
| Dec 11, 2023 | Common Stock | MOption exerciseDisposed | −532 | $0.00 | $0 | 0 | Direct | |
| Dec 11, 2023 | Common Stock | MOption exerciseDisposed | −447 | $0.00 | $0 | 0 | Direct | |
| Dec 11, 2023 | Common Stock | MOption exerciseDisposed | −472 | $0.00 | $0 | 0 | Direct | |
| Dec 11, 2023 | Common Stock | MOption exerciseDisposed | −472 | $0.00 | $0 | 0 | Direct | |
| Dec 11, 2023 | Common Stock | MOption exerciseDisposed | −465 | $0.00 | $0 | 0 | Direct | |
| Dec 11, 2023 | Common Stock | MOption exerciseDisposed | −398 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.