Hastings Reed's Form 4 filing
Netflix Inc (NFLX) · filed Nov 2, 2023
- Accession no.
- 0001065280-23-000291
- Filed
- Nov 2, 2023
- Trade date
- Nov 1, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $6.69M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hastings ReedCIK 0001033331 | Director, Officer (Executive Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2023 | Common Stock | MOption exerciseAcquired | +16,030 | $51.99 | +$833,399.7 | 16,030 | Direct | |
| Nov 1, 2023 | Common Stock | SSaleDisposed | −1,332 | $414.99F2 | −$552,766.68 | 14,698 | Direct | |
| Nov 1, 2023 | Common Stock | SSaleDisposed | −4,841 | $415.98F3 | −$2,013,759.18 | 9,857 | Direct | |
| Nov 1, 2023 | Common Stock | SSaleDisposed | −2,608 | $417.01F4 | −$1,087,562.08 | 7,249 | Direct | |
| Nov 1, 2023 | Common Stock | SSaleDisposed | −873 | $418.10F5 | −$365,001.3 | 6,376 | Direct | |
| Nov 1, 2023 | Common Stock | SSaleDisposed | −4,265 | $419.27F6 | −$1,788,186.55 | 2,111 | Direct | |
| Nov 1, 2023 | Common Stock | SSaleDisposed | −2,111 | $420.18F7 | −$886,999.98 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2023 | Common Stock | MOption exerciseDisposed | −16,030 | $0.00 | $0 | 0 | Direct | |
| Nov 1, 2023 | Common Stock | AGrant or awardAcquired | +1,239 | $0.00 | $0 | 1,239 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $414.53 to $415.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $415.53 to $416.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $416.60 to $417.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $417.62 to $418.4136. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $418.77 to $419.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $419.77 to $420.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.