Hastings Reed's Form 4 filing
Netflix Inc (NFLX) · filed Oct 3, 2023
- Accession no.
- 0001065280-23-000269
- Filed
- Oct 3, 2023
- Trade date
- Oct 2, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions and 2 derivative transactions. Open-market sales total $6.74M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hastings ReedCIK 0001033331 | Director, Officer (Executive Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 2, 2023 | Common Stock | MOption exerciseAcquired | +17,717 | $47.04 | +$833,407.68 | 17,717 | Direct | |
| Oct 2, 2023 | Common Stock | SSaleDisposed | −946 | $378.38F2 | −$357,947.48 | 16,771 | Direct | |
| Oct 2, 2023 | Common Stock | SSaleDisposed | −6,945 | $379.27F3 | −$2,634,030.15 | 9,826 | Direct | |
| Oct 2, 2023 | Common Stock | SSaleDisposed | −5,542 | $380.32F4 | −$2,107,733.44 | 4,284 | Direct | |
| Oct 2, 2023 | Common Stock | SSaleDisposed | −2,372 | $381.21F5 | −$904,230.12 | 1,912 | Direct | |
| Oct 2, 2023 | Common Stock | SSaleDisposed | −1,012 | $382.34F6 | −$386,928.08 | 900 | Direct | |
| Oct 2, 2023 | Common Stock | SSaleDisposed | −700 | $383.39F7 | −$268,373 | 200 | Direct | |
| Oct 2, 2023 | Common Stock | SSaleDisposed | −200 | $384.05F8 | −$76,810 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 2, 2023 | Common Stock | MOption exerciseDisposed | −17,717 | $0.00 | $0 | 0 | Direct | |
| Oct 2, 2023 | Common Stock | AGrant or awardAcquired | +1,370 | $0.00 | $0 | 1,370 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $377.83 to $378.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $378.84 to $379.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $379.86 to $380.8552. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $380.87 to $381.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $381.9415 to $382.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $382.99 to $383.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $384.00 to $384.1003. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.