Barton Richard N's Form 4 filing
Netflix Inc (NFLX) · filed Sep 12, 2023
- Accession no.
- 0001065280-23-000241
- Filed
- Sep 12, 2023
- Trade date
- Sep 11, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $221.5K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barton Richard NCIK 0001184230 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2023 | Common Stock | MOption exerciseAcquired | +478 | $60.29 | +$28,818.62 | 630 | Direct | |
| Sep 11, 2023 | Common Stock | MOption exerciseAcquired | +22 | $67.59 | +$1,486.98 | 652 | Direct | |
| Sep 11, 2023 | Common Stock | SSaleDisposed | −500 | $443.07 | −$221,535 | 152 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2023 | Common Stock | MOption exerciseDisposed | −478 | $0.00 | $0 | 0 | Direct | |
| Sep 11, 2023 | Common Stock | MOption exerciseDisposed | −22 | $0.00 | $0 | 720 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.