Hastings Reed's Form 4 filing
Netflix Inc (NFLX) · filed Aug 2, 2023
- Accession no.
- 0001065280-23-000204
- Filed
- Aug 2, 2023
- Trade date
- Aug 1, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 13 non-derivative transactions and 2 derivative transactions. Open-market sales total $8.89M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hastings ReedCIK 0001033331 | Director, Officer (Executive Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2023 | Common Stock | MOption exerciseAcquired | +20,188 | $41.29 | +$833,562.52 | 20,188 | Direct | |
| Aug 1, 2023 | Common Stock | SSaleDisposed | −200 | $432.42F2 | −$86,484 | 19,988 | Direct | |
| Aug 1, 2023 | Common Stock | SSaleDisposed | −726 | $433.56F3 | −$314,764.56 | 19,262 | Direct | |
| Aug 1, 2023 | Common Stock | SSaleDisposed | −27 | $434.56 | −$11,733.12 | 19,235 | Direct | |
| Aug 1, 2023 | Common Stock | SSaleDisposed | −1,696 | $435.99F4 | −$739,439.04 | 17,539 | Direct | |
| Aug 1, 2023 | Common Stock | SSaleDisposed | −1,547 | $436.94F5 | −$675,946.18 | 15,992 | Direct | |
| Aug 1, 2023 | Common Stock | SSaleDisposed | −2,392 | $438.32F6 | −$1,048,461.44 | 13,600 | Direct | |
| Aug 1, 2023 | Common Stock | SSaleDisposed | −3,245 | $440.00F7 | −$1,427,800 | 10,355 | Direct | |
| Aug 1, 2023 | Common Stock | SSaleDisposed | −2,406 | $440.97F8 | −$1,060,973.82 | 7,949 | Direct | |
| Aug 1, 2023 | Common Stock | SSaleDisposed | −2,249 | $441.93F9 | −$993,900.57 | 5,700 | Direct | |
| Aug 1, 2023 | Common Stock | SSaleDisposed | −3,900 | $442.88F10 | −$1,727,232 | 1,800 | Direct | |
| Aug 1, 2023 | Common Stock | SSaleDisposed | −1,600 | $443.97F11 | −$710,352 | 200 | Direct | |
| Aug 1, 2023 | Common Stock | SSaleDisposed | −200 | $444.84 | −$88,968 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2023 | Common Stock | MOption exerciseDisposed | −20,188 | $0.00 | $0 | 0 | Direct | |
| Aug 1, 2023 | Common Stock | AGrant or awardAcquired | +1,187 | $0.00 | $0 | 1,187 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $431.96 to $432.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $433.25 to $434.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $435.57 to $436.4394. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $436.6341 to $437.5902. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $437.8974 to $438.745. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $439.3568 to $440.3411. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $440.4263 to $441.3814. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $441.4319 to $442.3222. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $442.49 to $443.4599. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $443.5103 to $444.3777. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.