Sarandos Theodore A's Form 4 filing
Netflix Inc (NFLX) · filed Oct 6, 2021
- Accession no.
- 0001065280-21-000361
- Filed
- Oct 6, 2021
- Trade date
- Oct 4, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions and 7 derivative transactions. Open-market sales total $43.6M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sarandos Theodore ACIK 0001393838 | Director, Officer (Co-CEO and Chief Content Offic) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 4, 2021 | Common Stock | MOption exerciseAcquired | +9,073 | $309.99 | +$2,812,539.27 | 9,073 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −9,073 | $625.00 | −$5,670,625 | 0 | Direct | |
| Oct 4, 2021 | Common Stock | MOption exerciseAcquired | +9,806 | $286.81 | +$2,812,458.86 | 9,806 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −9,806 | $625.00 | −$6,128,750 | 0 | Direct | |
| Oct 4, 2021 | Common Stock | MOption exerciseAcquired | +10,433 | $269.58 | +$2,812,528.14 | 10,433 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −10,433 | $625.00 | −$6,520,625 | 0 | Direct | |
| Oct 4, 2021 | Common Stock | MOption exerciseAcquired | +9,723 | $289.29 | +$2,812,766.67 | 9,723 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −9,723 | $625.00 | −$6,076,875 | 0 | Direct | |
| Oct 4, 2021 | Common Stock | MOption exerciseAcquired | +11,091 | $267.66 | +$2,968,617.06 | 11,091 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −11,091 | $625.00 | −$6,931,875 | 0 | Direct | |
| Oct 4, 2021 | Common Stock | MOption exerciseAcquired | +10,227 | $290.30 | +$2,968,898.1 | 10,227 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −10,227 | $625.00 | −$6,391,875 | 0 | Direct | |
| Oct 4, 2021 | Common Stock | MOption exerciseAcquired | +9,354 | $317.38 | +$2,968,772.52 | 9,354 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −9,354 | $625.00 | −$5,846,250 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 4, 2021 | Common Stock | MOption exerciseDisposed | −11,091 | $0.00 | $0 | 0 | Direct | |
| Oct 4, 2021 | Common Stock | MOption exerciseDisposed | −10,433 | $0.00 | $0 | 0 | Direct | |
| Oct 4, 2021 | Common Stock | MOption exerciseDisposed | −9,806 | $0.00 | $0 | 0 | Direct | |
| Oct 4, 2021 | Common Stock | MOption exerciseDisposed | −9,723 | $0.00 | $0 | 0 | Direct | |
| Oct 4, 2021 | Common Stock | MOption exerciseDisposed | −10,227 | $0.00 | $0 | 0 | Direct | |
| Oct 4, 2021 | Common Stock | MOption exerciseDisposed | −9,073 | $0.00 | $0 | 0 | Direct | |
| Oct 4, 2021 | Common Stock | MOption exerciseDisposed | −9,354 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.