Hyman David A's Form 4 filing
Netflix Inc (NFLX) · filed Oct 6, 2021
- Accession no.
- 0001065280-21-000359
- Filed
- Oct 6, 2021
- Trade date
- Oct 4, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $11.2M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hyman David ACIK 0001507747 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 4, 2021 | Common Stock | MOption exerciseAcquired | +4,235 | $59.02 | +$249,949.7 | 35,845 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −4,235 | $620.00 | −$2,625,700 | 31,610 | Direct | |
| Oct 4, 2021 | Common Stock | MOption exerciseAcquired | +3,647 | $68.61 | +$250,220.67 | 35,257 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −3,647 | $620.00 | −$2,261,140 | 31,610 | Direct | |
| Oct 4, 2021 | Common Stock | MOption exerciseAcquired | +3,962 | $63.01 | +$249,645.62 | 35,572 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −3,962 | $620.00 | −$2,456,440 | 31,610 | Direct | |
| Oct 4, 2021 | Common Stock | MOption exerciseAcquired | +6,272 | $49.85 | +$312,659.2 | 37,882 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −6,272 | $620.00 | −$3,888,640 | 31,610 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 4, 2021 | Common Stock | MOption exerciseDisposed | −6,272 | $0.00 | $0 | 0 | Direct | |
| Oct 4, 2021 | Common Stock | MOption exerciseDisposed | −4,235 | $0.00 | $0 | 0 | Direct | |
| Oct 4, 2021 | Common Stock | MOption exerciseDisposed | −3,962 | $0.00 | $0 | 0 | Direct | |
| Oct 4, 2021 | Common Stock | MOption exerciseDisposed | −3,647 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.