Mather Ann's Form 4 filing
Netflix Inc (NFLX) · filed Sep 8, 2021
- Accession no.
- 0001065280-21-000317
- Filed
- Sep 8, 2021
- Trade date
- Sep 7, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $485.4K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mather AnnCIK 0001244892 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2021 | Common Stock | MOption exerciseAcquired | +64 | $68.61 | +$4,391.04 | 64 | Direct | |
| Sep 7, 2021 | Common Stock | SSaleDisposed | −64 | $600.00 | −$38,400 | 0 | Direct | |
| Sep 7, 2021 | Common Stock | MOption exerciseAcquired | +395 | $63.01 | +$24,888.95 | 395 | Direct | |
| Sep 7, 2021 | Common Stock | SSaleDisposed | −395 | $600.00 | −$237,000 | 0 | Direct | |
| Sep 7, 2021 | Common Stock | MOption exerciseAcquired | +350 | $49.85 | +$17,447.5 | 350 | Direct | |
| Sep 7, 2021 | Common Stock | SSaleDisposed | −350 | $600.00 | −$210,000 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2021 | Common Stock | MOption exerciseDisposed | −350 | $0.00 | $0 | 0 | Direct | |
| Sep 7, 2021 | Common Stock | MOption exerciseDisposed | −395 | $0.00 | $0 | 0 | Direct | |
| Sep 7, 2021 | Common Stock | MOption exerciseDisposed | −64 | $0.00 | $0 | 300 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.