Correll Jesse T's Form 4 filing
Utg Inc (UTGN) · filed Jan 4, 2023
- Accession no.
- 0001064892-23-000001
- Filed
- Jan 4, 2023
- Trade date
- Mar 14, 2022-Jan 3, 2023
- Filing delay
- 296 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. It was filed 296 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Correll Jesse TCIK 0001064892 | Director, Officer (Chairman & CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2023 | Common Stock | AGrant or awardAcquired | +11,572 | $0.00 | $0 | 73,755 | Direct | |
| Mar 14, 2022 | Common Stock | GGiftDisposed | −509 | $0.00 | $0 | 204,909 | Indirect | |
| Aug 16, 2022 | Common Stock | GGiftDisposed | −987 | $0.00 | $0 | 204,909 | Indirect | |
| Dec 30, 2022 | Common Stock | SSaleDisposed | −386 | $0.00F6 | $0 | 204,909 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F6
This transaction is being reported to reflect sales of First Southern Bancorp, Inc. shares by the reporting person. On December 30, 2022 the reporting person sold 13,244 shares (0.46% of those outstanding) at a price of $75.51 per First Southern Bancorp, Inc. share, decreasing his percentage ownership of First Southern Bancorp, Inc. by 0.19%. The shares of UTG, Inc. reported as sold represent 0.19% of the UTG shares owned by First Southern Bancorp, Inc. No separate price was stated for those shares. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Referenced by the price of 1 transaction in Table I.