Banks Matthew C.'s Form 4 filing
Roku, Inc (ROKU) · filed Sep 4, 2025
- Accession no.
- 0001062993-25-015341
- Filed
- Sep 4, 2025
- Trade date
- Sep 2-3, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 6 derivative transactions. Open-market sales total $213.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Banks Matthew C.CIK 0001959033 | Officer (VP, Corp Controller & CAO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2025 | Class A Common Stock | MOption exerciseAcquired | +4,647 | $0.00 | $0 | 9,842 | Direct | |
| Sep 2, 2025 | Class A Common Stock | FTax withholdingDisposed | −2,307 | $95.86 | −$221,149.02 | 7,535 | Direct | |
| Sep 3, 2025 | Class A Common Stock | SSaleDisposed | −2,180 | $97.85 | −$213,313 | 5,355 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2025 | Class A Common Stock | MOption exerciseDisposed | −1,048 | $0.00 | $0 | 2,097 | Direct | |
| Sep 2, 2025 | Class A Common Stock | MOption exerciseDisposed | −148 | $0.00 | $0 | 148 | Direct | |
| Sep 2, 2025 | Class A Common Stock | MOption exerciseDisposed | −1,249 | $0.00 | $0 | 6,243 | Direct | |
| Sep 2, 2025 | Class A Common Stock | MOption exerciseDisposed | −828 | $0.00 | $0 | 3,311 | Direct | |
| Sep 2, 2025 | Class A Common Stock | MOption exerciseDisposed | −1,202 | $0.00 | $0 | 9,616 | Direct | |
| Sep 2, 2025 | Class A Common Stock | MOption exerciseDisposed | −172 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.