Kocher Brian W's Form 4/A amendment
AmendedSunOpta Inc.STKL · filed Jun 16, 2025
- Accession no.
- 0001062993-25-011734
- Filed
- Jun 16, 2025
- Trade date
- Jun 10, 2025
- Filing delay
- 6 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Jun 12, 2025
This filing lists 1 non-derivative transaction. Open-market purchases total $57.2K. It was filed 6 days after the trade.
This amendment replaces 0001062993-25-011641 (filed Jun 13, 2025).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kocher Brian WCIK 0001321946 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 10, 2025 | Common Shares | PPurchaseAcquired | +10,000 | $5.72F1 | +$57,200 | 84,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.70 to $5.73, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
The Brian W Kocher Revocable Trust UAD December 23, 2014, for which the reporting person is the co-trustee with his spouse.
- F3
This Form 4/A is being filed to amend the original Form 4 filed on June 12, 2025, as amended by the Form 4/A filed on June 13, 2025 (as amended, the ???Original Filing???), to include the holding reported herein, which holding was inadvertently omitted from the Original Filing.