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Smith Craig Donald's Form 4 filing

Jackson Financial Inc.JXN · filed Apr 8, 2025

Accession no.
0001062993-25-007222
Filed
Apr 8, 2025
Trade date
Apr 7, 2025
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 8 non-derivative transactions. Open-market sales total $1.43M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Smith Craig DonaldCIK 0001856283Officer (President and CEO PPM America)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 7, 2025Common StockSSaleDisposed−1,150$65.60F1−$75,440135,879.65Direct
Apr 7, 2025Common StockSSaleDisposed−1,900$66.73F3−$126,787133,979.65Direct
Apr 7, 2025Common StockSSaleDisposed−2,373$68.10F4−$161,601.3131,606.65Direct
Apr 7, 2025Common StockSSaleDisposed−3,063$68.99F5−$211,316.37128,543.65Direct
Apr 7, 2025Common StockSSaleDisposed−5,442$70.21F6−$382,082.82123,101.65Direct
Apr 7, 2025Common StockSSaleDisposed−6,185$71.03F7−$439,320.55116,916.65Direct
Apr 7, 2025Common StockSSaleDisposed−300$72.21F8−$21,663116,616.65Direct
Apr 7, 2025Common StockSSaleDisposed−194$73.91F9−$14,338.54116,422.65Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.24 to $66.18, inclusive. The reporting person undertakes to provide, upon request by Jackson Financial Inc., any security holder of Jackson Financial Inc., or the staff of the U.S. Securities and Exchange Commission, full information regarding the number of shares sold at the price set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F3

Shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.50 to $67.03, inclusive. The reporting person undertakes to provide, upon request by Jackson Financial Inc., any security holder of Jackson Financial Inc., or the staff of the U.S. Securities and Exchange Commission, full information regarding the number of shares sold at the price set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F4

Shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.55 to $68.51, inclusive. The reporting person undertakes to provide, upon request by Jackson Financial Inc., any security holder of Jackson Financial Inc., or the staff of the U.S. Securities and Exchange Commission, full information regarding the number of shares sold at the price set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F5

Shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.55 to $69.27, inclusive. The reporting person undertakes to provide, upon request by Jackson Financial Inc., any security holder of Jackson Financial Inc., or the staff of the U.S. Securities and Exchange Commission, full information regarding the number of shares sold at the price set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F6

Shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.55 to $70.53, inclusive. The reporting person undertakes to provide, upon request by Jackson Financial Inc., any security holder of Jackson Financial Inc., or the staff of the U.S. Securities and Exchange Commission, full information regarding the number of shares sold at the price set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F7

Shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.55 to $71.54, inclusive. The reporting person undertakes to provide, upon request by Jackson Financial Inc., any security holder of Jackson Financial Inc., or the staff of the U.S. Securities and Exchange Commission, full information regarding the number of shares sold at the price set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F8

Shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.66 to $72.49, inclusive. The reporting person undertakes to provide, upon request by Jackson Financial Inc., any security holder of Jackson Financial Inc., or the staff of the U.S. Securities and Exchange Commission, full information regarding the number of shares sold at the price set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F9

Shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.91 to $73.92, inclusive. The reporting person undertakes to provide, upon request by Jackson Financial Inc., any security holder of Jackson Financial Inc., or the staff of the U.S. Securities and Exchange Commission, full information regarding the number of shares sold at the price set forth in this footnote. The transactions identified in the footnotes, (1) through (9) inclusive, together comprise the final order under the reporting person's referenced Rule 10b5-1 plan.

Referenced by the price of 1 transaction in Table I.

Remarks

Power of Attorney on file.

Read the full filing on SEC EDGAR (opens in a new tab)