de Montlivault Stephane's Form 4 filing
Otis Worldwide CorpOTIS · filed Mar 11, 2025
- Accession no.
- 0001062993-25-005158
- Filed
- Mar 11, 2025
- Trade date
- Mar 10, 2025
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $701.3K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| de Montlivault StephaneCIK 0001807059 | Officer (President, Otis Asia Pacific) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2025 | Common Stock | MOption exerciseAcquired | +16,250 | $81.85 | +$1,330,062.5 | 83,218 | Direct | |
| Mar 10, 2025 | Common Stock | DReturned to the companyDisposed | −12,627 | $105.33 | −$1,330,001.91 | 70,591 | Direct | |
| Mar 10, 2025 | Common Stock | SSaleDisposed | −3,623 | $105.34F1 | −$381,646.82 | 66,968 | Direct | |
| Mar 10, 2025 | Common Stock | SSaleDisposed | −3,037 | $105.25F2 | −$319,644.25 | 63,931 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2025 | Common Stock | MOption exerciseDisposed | −16,250 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares sold in multiple trades at prices ranging from $105.3345 to $105.3750. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide the registrant, any security holder of the registrant, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F2
The shares sold in multiple trades at prices ranging from $105.2450 to $105.2900. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide the registrant, any security holder of the registrant, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.