LaFreniere Nora E.'s Form 4 filing
Otis Worldwide Corp (OTIS) · filed Feb 10, 2025
- Accession no.
- 0001062993-25-001991
- Filed
- Feb 10, 2025
- Trade date
- Feb 6-10, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $163.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| LaFreniere Nora E.CIK 0001807121 | Officer (EVP, General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 6, 2025 | Common Stock | MOption exerciseAcquired | +1,590 | –F1 | – | 26,517 | Direct | |
| Feb 6, 2025 | Common Stock | FTax withholdingDisposed | −737 | $96.05 | −$70,788.85 | 25,780 | Direct | |
| Feb 7, 2025 | Common Stock | MOption exerciseAcquired | +1,580 | –F1 | – | 27,360 | Direct | |
| Feb 7, 2025 | Common Stock | FTax withholdingDisposed | −733 | $94.83 | −$69,510.39 | 26,627 | Direct | |
| Feb 10, 2025 | Common Stock | SSaleDisposed | −1,700 | $95.91 | −$163,047 | 24,927 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 6, 2025 | Common Stock | MOption exerciseDisposed | −1,590 | $0.00 | $0 | 3,188 | Direct | |
| Feb 7, 2025 | Common Stock | MOption exerciseDisposed | −1,580 | $0.00 | $0 | 1,591 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.
Referenced by the price of 2 transactions in Table I.