Marks Judith Fran's Form 4 filing
Otis Worldwide Corp (OTIS) · filed Feb 5, 2025
- Accession no.
- 0001062993-25-001779
- Filed
- Feb 5, 2025
- Trade date
- Feb 3-5, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.59M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Marks Judith FranCIK 0001665490 | Director, Officer (Chair, CEO and President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 3, 2025 | Common Stock | MOption exerciseAcquired | +10,372 | – | – | 219,698 | Direct | |
| Feb 3, 2025 | Common Stock | FTax withholdingDisposed | −3,153 | $94.55 | −$298,116.15 | 216,545 | Direct | |
| Feb 4, 2025 | Common Stock | AGrant or awardAcquired | +50,997 | – | – | 267,542 | Direct | |
| Feb 4, 2025 | Common Stock | FTax withholdingDisposed | −12,087 | $94.43 | −$1,141,375.41 | 255,455 | Direct | |
| Feb 5, 2025 | Common Stock | MOption exerciseAcquired | +101,096 | $67.83 | +$6,857,341.68 | 356,551 | Direct | |
| Feb 5, 2025 | Common Stock | DReturned to the companyDisposed | −72,656 | $94.38 | −$6,857,273.28 | 283,895 | Direct | |
| Feb 5, 2025 | Common Stock | SSaleDisposed | −38,012 | $94.41 | −$3,588,712.92 | 245,883 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 3, 2025 | Common Stock | MOption exerciseDisposed | −10,372 | $0.00 | $0 | 0 | Direct | |
| Feb 4, 2025 | Common Stock | AGrant or awardAcquired | +54,314 | $0.00 | $0 | 54,314 | Direct | |
| Feb 5, 2025 | Common Stock | MOption exerciseDisposed | −101,096 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.