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Neal Shana Carol's Form 4 filing

Becton Dickinson & Co (BDX) · filed Jan 10, 2025

Accession no.
0001062993-25-000623
Filed
Jan 10, 2025
Trade date
Nov 18, 2022-Jan 7, 2025
Filing delay
784 daysLate
Rule 10b5-1 plan
Checked

This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $185.2K. It was filed 784 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Neal Shana CarolCIK 0001735118Officer (EVP and Chief People Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 18, 2022Common StockMOption exerciseAcquired+110$0.00$016,862Direct
Nov 18, 2022Common StockFTax withholdingDisposed−31$0.00$016,831Direct
Nov 20, 2023Common StockMOption exerciseAcquired+110$0.00$016,941Direct
Nov 20, 2023Common StockFTax withholdingDisposed−31$0.00$016,910Direct
Nov 21, 2024Common StockMOption exerciseAcquired+111$0.00$017,021Direct
Nov 21, 2024Common StockFTax withholdingDisposed−32$0.00$016,989Direct
Jan 7, 2025Common StockSSaleDisposed−788$235.00−$185,18016,201Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 18, 2022Common StockMOption exerciseDisposed−558$0.00$0558Direct
Nov 20, 2023Common StockMOption exerciseDisposed−448$0.00$0448Direct
Nov 21, 2024Common StockMOption exerciseDisposed−337$0.00$0337Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)