Neal Shana Carol's Form 4 filing
Becton Dickinson & CoBDX · filed Jan 10, 2025
- Accession no.
- 0001062993-25-000623
- Filed
- Jan 10, 2025
- Trade date
- Nov 18, 2022-Jan 7, 2025
- Filing delay
- 784 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $185.2K. It was filed 784 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Neal Shana CarolCIK 0001735118 | Officer (EVP and Chief People Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2022 | Common Stock | MOption exerciseAcquired | +110 | $0.00 | $0 | 16,862 | Direct | |
| Nov 18, 2022 | Common Stock | FTax withholdingDisposed | −31 | $0.00 | $0 | 16,831 | Direct | |
| Nov 20, 2023 | Common Stock | MOption exerciseAcquired | +110 | $0.00 | $0 | 16,941 | Direct | |
| Nov 20, 2023 | Common Stock | FTax withholdingDisposed | −31 | $0.00 | $0 | 16,910 | Direct | |
| Nov 21, 2024 | Common Stock | MOption exerciseAcquired | +111 | $0.00 | $0 | 17,021 | Direct | |
| Nov 21, 2024 | Common Stock | FTax withholdingDisposed | −32 | $0.00 | $0 | 16,989 | Direct | |
| Jan 7, 2025 | Common Stock | SSaleDisposed | −788 | $235.00 | −$185,180 | 16,201 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2022 | Common Stock | MOption exerciseDisposed | −558 | $0.00 | $0 | 558 | Direct | |
| Nov 20, 2023 | Common Stock | MOption exerciseDisposed | −448 | $0.00 | $0 | 448 | Direct | |
| Nov 21, 2024 | Common Stock | MOption exerciseDisposed | −337 | $0.00 | $0 | 337 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The transaction dated January 7, 2025 was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on September 6, 2024.