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Miller Matthew Craig's Form 4 filing

Confluent, Inc. (CFLT) · filed Dec 16, 2024

Accession no.
0001062993-24-020683
Filed
Dec 16, 2024
Trade date
Dec 12, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $38.4K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Miller Matthew CraigCIK 0001866643Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 12, 2024Class A Common StockCConversionAcquired+162$0.00$0162Indirect
Dec 12, 2024Class A Common StockSSaleDisposed−162$32.02F2−$5,187.240Indirect
Dec 12, 2024Class A Common StockCConversionAcquired+1,038$0.00$01,038Indirect
Dec 12, 2024Class A Common StockSSaleDisposed−1,038$32.02F2−$33,236.760Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 12, 2024Class A Common StockCConversionDisposed−162$0.00$0505,527Indirect
Dec 12, 2024Class A Common StockCConversionDisposed−1,038$0.00$03,239,038Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.000 to $32.045. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)