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Trompeter Patricia's Form 4 filing

DarkHorse Technologies Inc. (ANY) · filed Dec 12, 2024

Accession no.
0001062993-24-020570
Filed
Dec 12, 2024
Trade date
Dec 10-12, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $64.9K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Trompeter PatriciaCIK 0001888940Director, Officer (CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 10, 2024Common StockMOption exerciseAcquired+187,500––617,187Direct
Dec 10, 2024Common StockSSaleDisposed−20,000$1.31−$26,200597,187Direct
Dec 11, 2024Common StockSSaleDisposed−20,000$1.30−$26,000577,187Direct
Dec 12, 2024Common StockSSaleDisposed−10,000$1.27−$12,700567,187Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 10, 2024Common StockMOption exerciseDisposed−187,500––486,607Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)