Goette Roland's Form 4 filing
Becton Dickinson & CoBDX · filed Dec 10, 2024
- Accession no.
- 0001062993-24-020404
- Filed
- Dec 10, 2024
- Trade date
- Dec 6-9, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.13M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Goette RolandCIK 0001708067 | Officer (EVP and President, EMEA) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 6, 2024 | Common Stock | MOption exerciseAcquired | +6,995 | $147.68 | +$1,033,021.6 | 22,489 | Direct | |
| Dec 6, 2024 | Common Stock | MOption exerciseAcquired | +6,339 | $167.91 | +$1,064,381.49 | 28,828 | Direct | |
| Dec 6, 2024 | Common Stock | SSaleDisposed | −4,483 | $221.01F1 | −$990,787.83 | 24,345 | Direct | |
| Dec 6, 2024 | Common Stock | DReturned to the companyDisposed | −9,490 | $221.01 | −$2,097,384.9 | 14,855 | Direct | |
| Dec 9, 2024 | Common Stock | SSaleDisposed | −638 | $219.03 | −$139,741.14 | 14,217 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 6, 2024 | Common Stock | MOption exerciseDisposed | −6,995 | $0.00 | $0 | 0 | Direct | |
| Dec 6, 2024 | Common Stock | MOption exerciseDisposed | −6,339 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported sale price reflects the weighted average sale price for two transactions. The actual sales prices for the transactions were $220.88 and $221.02. Full information regarding the number of shares sold at each separate price will be provided to the Securities and Exchange Commission upon request.
Referenced by the price of 1 transaction in Table I.
Remarks
Each of reported transactions were made pursuant to a Rule 10b5-1 plan adopted by the reporting person on September 6, 2024.