Gladstone David's Form 4 filing
Gladstone Alternative Income Fund · filed Dec 10, 2024
- Accession no.
- 0001062993-24-020358
- Filed
- Dec 10, 2024, 4:04 PM ET
- Trade date
- Dec 9, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $2.50M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gladstone DavidCIK 0000900199 | Officer (Chief Executive Officer), 10% Owner, Other: Chairman |
| Gladstone Companies, Inc.CIK 0001805586 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2024 | Class I Common Shares | PPurchaseAcquired | +230,000 | $10.00 | +$2,300,000 | 240,000 | Indirect | |
| Dec 9, 2024 | Class A Common Shares | PPurchaseAcquired | +10,000 | $10.00 | +$100,000 | 10,000 | Indirect | Duplicate filing |
| Dec 9, 2024 | Class C Common Shares | PPurchaseAcquired | +10,000 | $10.00 | +$100,000 | 10,000 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.