Lain Timothy's Form 4 filing
Carpenter Technology CorpCRS · filed Nov 21, 2024
- Accession no.
- 0001062993-24-019496
- Filed
- Nov 21, 2024
- Trade date
- Nov 19-20, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $595.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lain TimothyCIK 0001579848 | Officer (SVP and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 19, 2024 | Common Stock | MOption exerciseAcquired | +3,303 | $40.43 | +$133,540.29 | 95,127.73 | Direct | |
| Nov 19, 2024 | Common Stock | MOption exerciseAcquired | +1,604 | $58.94 | +$94,539.76 | 96,731.73 | Direct | |
| Nov 19, 2024 | Common Stock | MOption exerciseAcquired | +2,727 | $58.23 | +$158,793.21 | 99,458.73 | Direct | |
| Nov 19, 2024 | Common Stock | MOption exerciseAcquired | +7,498 | $44.13 | +$330,886.74 | 106,956.73 | Direct | |
| Nov 19, 2024 | Common Stock | FTax withholdingDisposed | −8,669 | $184.50 | −$1,599,430.5 | 98,287.73 | Direct | |
| Nov 20, 2024 | Common Stock | SSaleDisposed | −3,250 | $183.11 | −$595,107.5 | 95,037.73 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 19, 2024 | Common Stock | MOption exerciseDisposed | −3,303 | –F4 | – | 0 | Direct | |
| Nov 19, 2024 | Common Stock | MOption exerciseDisposed | −1,604 | –F4 | – | 0 | Direct | |
| Nov 19, 2024 | Common Stock | MOption exerciseDisposed | −2,727 | –F4 | – | 0 | Direct | |
| Nov 19, 2024 | Common Stock | MOption exerciseDisposed | −7,498 | –F4 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.
Referenced by the price of 4 transactions in Table II.