Thene Tony R's Form 4 filing
Carpenter Technology CorpCRS · filed Nov 21, 2024
- Accession no.
- 0001062993-24-019495
- Filed
- Nov 21, 2024
- Trade date
- Nov 19-20, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $5.16M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Thene Tony RCIK 0001420435 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 19, 2024 | Common Stock | MOption exerciseAcquired | +61,650 | $40.43 | +$2,492,509.5 | 527,409 | Direct | |
| Nov 19, 2024 | Common Stock | MOption exerciseAcquired | +29,930 | $58.94 | +$1,764,074.2 | 557,339 | Direct | |
| Nov 19, 2024 | Common Stock | MOption exerciseAcquired | +43,500 | $44.13 | +$1,919,655 | 600,839 | Direct | |
| Nov 19, 2024 | Common Stock | FTax withholdingDisposed | −78,133 | $184.50 | −$14,415,538.5 | 522,706 | Direct | |
| Nov 20, 2024 | Common Stock | SSaleDisposed | −26,000 | $180.98F2 | −$4,705,480 | 496,706 | Direct | |
| Nov 20, 2024 | Common Stock | SSaleDisposed | −1,200 | $181.73F3 | −$218,076 | 495,506 | Direct | |
| Nov 20, 2024 | Common Stock | SSaleDisposed | −1,300 | $182.91F4 | −$237,783 | 494,206 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 19, 2024 | Common Stock | MOption exerciseDisposed | −61,650 | –F7 | – | 0 | Direct | |
| Nov 19, 2024 | Common Stock | MOption exerciseDisposed | −29,930 | –F7 | – | 0 | Direct | |
| Nov 19, 2024 | Common Stock | MOption exerciseDisposed | −43,500 | –F7 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported is an average of the total transactions executed with the individual transactions ranging from a low of $180.51 per share to a high of $181.44 per share.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported is an average of the total transactions executed with the individual transactions ranging from a low of $181.517 per share to a high of $181.9327 per share.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported is an average of the total transactions executed with the individual transactions ranging from a low of $182.88 per share to a high of $182.96 per share.
Referenced by the price of 1 transaction in Table I.
- F7
The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.
Referenced by the price of 3 transactions in Table II.