Fuchsberg Gilbert's Form 4 filing
Roku, Inc (ROKU) · filed Nov 19, 2024
- Accession no.
- 0001062993-24-019376
- Filed
- Nov 19, 2024
- Trade date
- Nov 15-18, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 5 derivative transactions. Open-market sales total $120.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fuchsberg GilbertCIK 0001937263 | Officer (President, Subscriptions) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2024 | Class A Common Stock | MOption exerciseAcquired | +12,598 | $0.00 | $0 | 51,200 | Direct | |
| Nov 15, 2024 | Class A Common Stock | FTax withholdingDisposed | −6,969 | $68.87 | −$479,955.03 | 44,231 | Direct | |
| Nov 18, 2024 | Class A Common Stock | SSaleDisposed | −1,694 | $71.28 | −$120,748.32 | 42,537 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2024 | Class A Common Stock | MOption exerciseDisposed | −1,249 | $0.00 | $0 | 2,497 | Direct | |
| Nov 15, 2024 | Class A Common Stock | MOption exerciseDisposed | −2,542 | $0.00 | $0 | 5,085 | Direct | |
| Nov 15, 2024 | Class A Common Stock | MOption exerciseDisposed | −2,623 | $0.00 | $0 | 18,361 | Direct | |
| Nov 15, 2024 | Class A Common Stock | MOption exerciseDisposed | −1,534 | $0.00 | $0 | 4,605 | Direct | |
| Nov 15, 2024 | Class A Common Stock | MOption exerciseDisposed | −4,650 | $0.00 | $0 | 51,156 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.