KCK Ltd.'s Form 4 filing
NeuroPace Inc (NPCE) · filed Oct 3, 2024
- Accession no.
- 0001062993-24-017384
- Filed
- Oct 3, 2024
- Trade date
- Aug 30-Oct 2, 2024
- Filing delay
- 34 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 13 non-derivative transactions. Open-market sales total $274.7K. It was filed 34 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| KCK Ltd.CIK 0001657662 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2024 | Common Stock | SSaleDisposed | −4,314 | $7.76 | −$33,476.64 | 5,589,459 | Direct | |
| Sep 3, 2024 | Common Stock | SSaleDisposed | −2,093 | $7.60 | −$15,906.8 | 5,587,366 | Direct | |
| Sep 4, 2024 | Common Stock | SSaleDisposed | −14 | $7.50 | −$105 | 5,587,352 | Direct | |
| Sep 6, 2024 | Common Stock | SSaleDisposed | −11 | $7.50 | −$82.5 | 5,587,341 | Direct | |
| Sep 13, 2024 | Common Stock | SSaleDisposed | −1,993 | $7.59 | −$15,126.87 | 5,585,348 | Direct | |
| Sep 20, 2024 | Common Stock | SSaleDisposed | −765 | $7.50 | −$5,737.5 | 5,584,583 | Direct | |
| Sep 23, 2024 | Common Stock | SSaleDisposed | −282 | $7.54 | −$2,126.28 | 5,584,301 | Direct | |
| Sep 25, 2024 | Common Stock | SSaleDisposed | −5,858 | $6.60 | −$38,662.8 | 5,578,443 | Direct | |
| Sep 26, 2024 | Common Stock | SSaleDisposed | −5,821 | $6.62 | −$38,535.02 | 5,572,622 | Direct | |
| Sep 27, 2024 | Common Stock | SSaleDisposed | −5,059 | $6.63 | −$33,541.17 | 5,567,563 | Direct | |
| Sep 30, 2024 | Common Stock | SSaleDisposed | −4,749 | $6.73 | −$31,960.77 | 5,562,814 | Direct | |
| Oct 1, 2024 | Common Stock | SSaleDisposed | −4,882 | $6.77 | −$33,051.14 | 5,557,932 | Direct | |
| Oct 2, 2024 | Common Stock | SSaleDisposed | −3,843 | $6.87 | −$26,401.41 | 5,554,089 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.