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Smith Bradford L's Form 4 filing

Microsoft Corp (MSFT) · filed Sep 11, 2024

Accession no.
0001062993-24-016493
Filed
Sep 11, 2024
Trade date
Sep 9-10, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market sales total $16.1M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Smith Bradford LCIK 0001193119Officer (Vice Chair and President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 9, 2024Common StockSSaleDisposed−39,970$402.59F1−$16,091,522.3544,877.49Direct
Sep 9, 2024Common StockSSaleDisposed−30$403.30−$12,099544,847.49Direct
Sep 10, 2024Common StockGGiftDisposed−12,500$0.00$0532,347.49Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was executed in multiple trades at prices ranging from $402.23 to $403.16. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)